Woodwind dynamics and the embouchure

There’s a lot of confusion about how different dynamic levels are produced on woodwind instruments. How do you think it’s done?

If you said something like “use more or less air,” you are on the right track, kind of. But how do you put more or less air into the instrument?

If you said something like “blow harder or softer,” you are asking for trouble. Adjusting volume by increasing and decreasing breath support causes all kinds of nasty problems, especially sluggish response, unfocused tone, and saggy pitch at softer dynamic levels.

dynamics

So what method is left to adjust the volume of air entering the instrument, and the corresponding loudness or softness (weirdly, also called “volume”)? Surprise, it’s your embouchure. Take a look in the mirror at your flute aperture, or look at the opening in your oboe or bassoon reed, or the opening between the tip of your clarinet or saxophone reed and the tip of the mouthpiece. By manipulating the size of this opening, you can control the volume of air passing into the instrument, while keeping your breath support powerful and steady.

The opening isn’t large to begin with, so bear in mind that the adjustments needed are incredibly small. But your lip muscles are well-suited to very small, subtle, expressive movements—certainly more so than your larger breath support muscles.

If you are an advanced player, you are probably doing this already, maybe without realizing it. But if you are struggling with dynamics-related problems, like unstable pitch during crescendos and diminuendos, or the inability to maintain tone at pianissimo, you might want to reexamine your technique.

Try this: play a note in a comfortable range at an easy mezzo-forte, with powerful breath support. Without letting up on the breath support, apply just the slightest squeeze with your embouchure. (For me, the sensation is that my lips don’t really even move, they just firm up a little.) Gradually increase the squeeze—don’t forget to keep the support strong—and see what happens.

Try it again, this time starting with the lips squeezing, and see what happens as you allow the embouchure to become more and more relaxed. This maxes out when the reed is almost completely free to vibrate at its widest amplitude, or when the flute aperture gets too large to maintain focus in the tone. (At this point you may be able to get more volume by straining harder with your breath support muscles, but notice what happens to your pitch and/or tone!)

Like so much of woodwind playing, the real key here is breath support. If you remember to keep it steady, then creating dynamic changes from the embouchure is really quite intuitive and produces much better results.

Incidentally, this is why recorders, pennywhistles, and other “fipple” flutes really have only one dynamic level; the opening can’t be manipulated effectively because it is rigid. Blowing harder or softer does change the volume but at unacceptable cost to intonation. (This is probably a major reason the transverse flute essentially replaced the recorder in Western music—it could play with dynamic contrast.)

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    My own past flute teachers gave me conflicting advice about how much the flute headjoint should press into the lower lip. One would pull on the crown of my flute while I played to make sure it came away from my lip with no resistance. Another would push the headjoint more firmly into my face as I played. (I improved under both teachers’ approaches.)

    I got curious about it recently and looked up what some flute pedagogues have had to say. I’m presenting my findings here without taking a personal stance (yet).

    It’s a little tricky to parse some of these, since many speak in terms of avoiding too much pressure, but don’t clarify whether that means to use as little pressure as possible or some moderate amount of pressure.

    In the avoid-too-much-pressure camp:

    A very important point to remember is never to force the mouth plate against the lower teeth as such forcing will limit the amount of flexibility after the embouchure has been developed.

    James Pellerite: “Improving Tone Production in Flute Performance,” in Woodwind Anthology, volume I, 1999 edition. Northfield, Illinois: The Instrumentalist, 1999, p. 11. Article originally printed in The Instrumentalist in 1953.

    Do not press the head joint hard against the lips. Control of the tone must come from the lips themselves, not from pressure.

    George Waln, “First Flute Lesson,” in Woodwind Anthology, volume I, 1999 edition. Northfield, Illinois: The Instrumentalist, 1999, p. 25. Article originally printed in The Instrumentalist in 1957.

    “The chin is, of course, an aid in support, but it must not be depended on for support, since pressure against the jaw will seriously disturb the embouchure.”

    Edwin Putnik: The Art of Flute Playing, revised edition. Miami, Florida: Summy-Birchard Inc., 1970, p. 7.

    In order to correct this problem [sharpness/pinching], the student should be certain that he is not pressing the flute against his lower lip, but rather thinking of the flute as resting lightly against the lip…

    Mary Jean Simpson: “Flute Intonation Trouble: Spare Not The Rod,” in Woodwind Anthology, volume I, 1999 edition. Northfield, Illinois: The Instrumentalist, 1999, p. 117. Article originally printed in The Instrumentalist in 1972.

    Do not press the flute too tightly against the chin because too much pressure will alter the tone and pitch.

    Kathleen Goll-Wilson, “Erratic Intonation in Flute Sections,” in Woodwind Anthology, volume I, 1999 edition. Northfield, Illinois: The Instrumentalist, 1999, p. 661. Article originally printed in The Instrumentalist in 1992.

    Excessive pressure against the chin should be avoided.

    William Dietz, Jerry Kirkbride, Hal Ott, Mark Weiger, Craig Whittaker: Teaching Woodwinds: A Method and Resource Handbook for Music Educators. Belmont, California: Schirmer, 1998, p. 174. Note: Hal Ott is the flutist among the authors, so this presumably reflects his opinion.

    …the flute should rest lightly against the chin in order to leave the lips free and flexible.

    Nancy Toff: The Flute Book: A Complete Guide for Students and Performers, third edition. Oxford University Press, 2012, p. 94.

    [Common problems:] Too much pressure into the lip. The teacher should be able to tap the flute off of the lip with very little effort. … [for piccolo:] Too much pressure into the face, especially upper register. Excessive pressure makes high notes much more difficult if not impossible.

    Charles West: Woodwind Methods: An Essential Resource for Educators, Conductors, and Students. Delray Beach, Florida: Meredith Music Publications, 2015, p. 17.

    These are the ones I could find that seemed to advocate for at least some pressure, although neither is explicit about how much:

    Students should keep in mind the three points of pressure… [including] the lips pushing out against the flute…

    John Knight, “Flute Intonation,” in Woodwind Anthology, volume I, 1999 edition. Northfield, Illinois: The Instrumentalist, 1999, p. 529. Article originally printed in The Instrumentalist in 1989.

    “Keep a relaxed embouchure, but place the flute firmly on the chin.”

    Michel Debost: “Basics of Flute Playing,” in Woodwind Anthology, volume I, 1999 edition. Northfield, Illinois: The Instrumentalist, 1999, p. 632. Article originally printed in The Instrumentalist in 1991.

    John Knight is the only author to speak in terms of the lips putting pressure on the flute, rather than the reverse.

    In any case, among the sources I consulted, there seems to be some consensus that pressure of flute against lip should be light, or at least not “excessive.”

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    Physical endurance can be an issue for woodwind players, most often manifesting as fatigue in the muscles of the embouchure. But I think in most cases tired facial muscles are a symptom of a more fundamental problem.

    The muscles used for forming woodwind embouchures are small and finely-tuned for precise movements, such as in speech and in facial expressions. This also makes them well-suited to the fine control needed for woodwind playing. But those muscles are not really adapted to feats of strength or endurance.

    photo, Denise Coronel
    photo, Denise Coronel

    Tired and sore embouchure muscles lead to additional problems, such as compensation by clamping down with the larger, stronger jaw muscles, which sacrifices control and causes woodwind players (especially reed players) to bite into their own lips. (As a less-experienced player, I thought of those raw, swollen, and eventually calloused spots in my lips as signs of dedication to practicing. I don’t have those spots any more. In many cases, the need for some kind of cushion or dental appliance over the teeth when playing is a sign of unnecessary biting.)

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    When you start to feel your embouchure muscles start to tire, allow your face to relax, and focus instead on powerful abdominal breath support.

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2 Comments

  1. In Arthur Weisberg’s book “the art of wind playing” he spends extensive time talking about the relationship between air support, embouchure, pitch, and dynamics. This book is really an excellent read for all wind players, not just bassoonists (Arthur Whitesburg was a bassoonist).

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