Woodwind dynamics and the embouchure

There’s a lot of confusion about how different dynamic levels are produced on woodwind instruments. How do you think it’s done?

If you said something like “use more or less air,” you are on the right track, kind of. But how do you put more or less air into the instrument?

If you said something like “blow harder or softer,” you are asking for trouble. Adjusting volume by increasing and decreasing breath support causes all kinds of nasty problems, especially sluggish response, unfocused tone, and saggy pitch at softer dynamic levels.

dynamics

So what method is left to adjust the volume of air entering the instrument, and the corresponding loudness or softness (weirdly, also called “volume”)? Surprise, it’s your embouchure. Take a look in the mirror at your flute aperture, or look at the opening in your oboe or bassoon reed, or the opening between the tip of your clarinet or saxophone reed and the tip of the mouthpiece. By manipulating the size of this opening, you can control the volume of air passing into the instrument, while keeping your breath support powerful and steady.

The opening isn’t large to begin with, so bear in mind that the adjustments needed are incredibly small. But your lip muscles are well-suited to very small, subtle, expressive movements—certainly more so than your larger breath support muscles.

If you are an advanced player, you are probably doing this already, maybe without realizing it. But if you are struggling with dynamics-related problems, like unstable pitch during crescendos and diminuendos, or the inability to maintain tone at pianissimo, you might want to reexamine your technique.

Try this: play a note in a comfortable range at an easy mezzo-forte, with powerful breath support. Without letting up on the breath support, apply just the slightest squeeze with your embouchure. (For me, the sensation is that my lips don’t really even move, they just firm up a little.) Gradually increase the squeeze—don’t forget to keep the support strong—and see what happens.

Try it again, this time starting with the lips squeezing, and see what happens as you allow the embouchure to become more and more relaxed. This maxes out when the reed is almost completely free to vibrate at its widest amplitude, or when the flute aperture gets too large to maintain focus in the tone. (At this point you may be able to get more volume by straining harder with your breath support muscles, but notice what happens to your pitch and/or tone!)

Like so much of woodwind playing, the real key here is breath support. If you remember to keep it steady, then creating dynamic changes from the embouchure is really quite intuitive and produces much better results.

Incidentally, this is why recorders, pennywhistles, and other “fipple” flutes really have only one dynamic level; the opening can’t be manipulated effectively because it is rigid. Blowing harder or softer does change the volume but at unacceptable cost to intonation. (This is probably a major reason the transverse flute essentially replaced the recorder in Western music—it could play with dynamic contrast.)

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  • Fact and fiction in woodwind teaching

    A former teacher, who, I hasten to point out, I respect and admire greatly, once asked me in a lesson to “spin the air.”

    I hadn’t the foggiest idea what he meant.

    I tried a few things that I thought maybe the teacher had in mind, but none of them was right. I asked for clarification.

    He said, “It’s like this,” and he blew a puff of air while twirling his finger around (presumably to indicate spinning).

    Surely he didn’t mean literally to cause the air, somehow, to leave my lips in some kind of spiral. I confessed my confusion and asked if he would be kind enough to demonstrate spinning the air versus not spinning the air. He obliged.

    I couldn’t detect any difference. Read More “Fact and fiction in woodwind teaching”

  • What are registers?

    “Registers” are a tricky concept in woodwind playing. Here’s how they work.

    For simplicity’s sake, let’s say I am playing a flute with a C footjoint. If I finger a low C, that closes all the instrument’s toneholes and produces a C4:

    Make your own woodwind fingering diagrams: fingering.bretpimentel.com

    As I work my way up the chromatic scale, I gradually open more and more of the flute’s holes. When I reach C-sharp 5, I run out of holes to open. (Using standard fingerings, that is.) To continue upward, the fingerings sort of restart—I close a bunch of toneholes again, fingering D5 in almost the same way I played D4. By the time I get to E5 I am using fingerings identical to the ones from an octave lower.

    I can play higher notes using the same fingerings I used for lower ones because I have moved into a higher register, which in this case is an octave above the lower register. On flute, I do this by changing something about my tone production; on reed instruments I get extra help from octave/register/”whisper” keys.

    If I continue my scale up to C-sharp 6, I run out of toneholes again, and move up to the third register, which is a fifth higher than the second. To play D6, I use a fingering that looks similar to G5, but sounds a fifth higher.

    So, for typical flute playing situations, we can consider the second register to begin at D5, and the third to begin at D6.

    But this doesn’t paint a complete picture in terms of the instrument’s acoustical properties. When the fingerings “start over” at D5, that’s not really starting over—I have left out the low C and C-sharp fingerings. And it turns out I can in fact play C5 and C-sharp 5 using those fingerings. The reason that flutists typically don’t is that the “standard” fingerings (with most of the toneholes opened) happen to work better for most situations, with regard to pitch, tone, and/or response. Likewise, when I reach C-sharp 5 and C-sharp 6, I haven’t completely run out of toneholes to open. If I open everything I have left (both trill keys, plus maybe the G-sharp key) I can get up to about D-sharp in either octave. But I usually don’t do that unless I have a special reason, because the standard fingerings are more usable.

    And starting the third register on D6 with an adapted “G” fingering raises this question again, but with an even larger gap. What about third-register notes using the fingerings from “low C” up to “F-sharp?” The answer is that those fingerings work, too (producing G up to C-sharp, an octave plus a fifth above the corresponding low-register fingerings). But, again, they aren’t as useful because of their pitch, tone, and response characteristics.

    So from an acoustical standpoint the first and second registers overlap in the C5-D-sharp 5 range, and the second and third overlap in the G5-D-sharp 6 range.

    When there’s overlap, there are fingering options available. The “standard” fingerings are the ones that have been chosen over the centuries by flutists as the ones best suited to most situations, but the others (sometimes called “overtone” fingerings or “harmonic” fingerings) can be used to good musical effect at times.

    The flute and most of the reed instruments follow the same pattern of registers: the second register is an octave above the first, and the third is a fifth above that. Additional registers above those are also used sometimes, spaced with increasingly small intervals. This series of intervals is a naturally-occurring phenomenon known as the harmonic series.

    The clarinet is an exception; due to its acoustical characteristics it uses only every other harmonic. This is why the clarinet doesn’t have an “octave” key, it has a “register” key that skips the octave register and goes straight to an octave plus a fifth.

    Understanding registers is helpful in navigating between them and in finding alternate fingerings for special situations. Happy practicing!

  • Woodwind doubling and saxophone problems

    It’s very common for woodwind doublers to be saxophonists first, and approach the other woodwinds later, often because of the demands of flute/clarinet doubling in jazz big band music. So advice for woodwind doublers is often really advice for saxophonists playing secondary instruments. But when players of other woodwind instruments pick up the saxophone, there are some challenges that need to be addressed as well.

    Tone production problems (pitch, tone, response). Assuming good breath support is in place (the same as with any other woodwind), these problems are probably caused by some combination of embouchure and voicing issues.

    As with the other reed instruments, your embouchure should be airtight but not tight—just enough to close around the mouthpiece and reed, with your top teeth on the mouthpiece and your bottom lip in a neutral position (not rolled in or out). A tight embouchure constricts tone and reduces dynamic range.

    The mouthpiece should angle up to your embouchure a little, but not at nearly as steep an angle as the clarinet or the oboe. Too steep an angle contributes to an uncharacteristic, slightly clarinet-like tone.

    Use the paper trick to ensure you are taking in the right amount of mouthpiece. Taking in too much mouthpiece creates a wild, honky tone, and to little causes a stuffy, labored tone.

    Voicing is tricky to get right on the saxophones. Flutists and double reed players are used to playing with a voicing essentially as low as it can go, and clarinetists use an embouchure essentially as high as it can go. Saxophonists need to hit a target somewhere in between. Daily mouthpiece pitch exercises are the best way to train this. Using a too-high voicing causes the thin, pinched sound and poor low-register response that expose you as a doubler coming from the clarinet. A too-low voicing causes a tubby tone, unstable pitch, and unresponsive high notes.

    Fingering problems. The saxophone’s fingering system is in some ways the simplest and most intuitive of the modern woodwinds, but it has its share of problems. “Side” and “palm” keys are among them—they are awkward and imprecise to use, and take a great deal of practice to develop fluency. Similarly, movement between the pinky-finger keys using rollers, especially on the left hand, is problematic and requires diligent training. Scales and arpeggios, practiced though the instrument’s full standard range, are essential. Fluency in the saxophone’s middle register is comparatively easy, but the lowest notes (left-hand pinky) and highest notes (palm keys, especially left hand) are a real test of saxophone skill.

    Style problems. For doublers approaching the flute, clarinet, or double reeds, a solid classical/orchestral approach to the instrument will cover most musical demands. Not so with the saxophone, which is often used in jazz or popular styles. To play these styles convincingly requires meticulous attention to tone, inflection, articulation, vibrato, and other subtleties. Doublers learning the saxophone would be wise to consider taking lessons both from “classical” and jazz teachers, and to do a great deal of listening and study of many styles of music.

    Effective improvisation in various musical styles is a lifetime pursuit, and essential for serious saxophone gigging. Find a good teacher.

    Jazz and classical setups. For saxophonists, playing in different styles sometimes requires different equipment. It’s common to have a classical mouthpiece and at least one jazz/pop mouthpiece, plus reeds to suit each. A classical mouthpiece often doesn’t have the volume, brightness, or punchy articulation needed for jazz or rock, and a jazz mouthpiece may not have the warm/dark tone, pitch stability, and subtle/soft dynamics for classical music.

    Jaw vibrato. Jaw vibrato is a technique unique to the saxophone among the other woodwinds. (Clarinetists most often don’t use vibrato, and flutists and double reed players use a breath-pulse vibrato sometimes mislabeled as “diaphragm” vibrato.) Mastery of this skill takes good instruction and lots of practice. The saxophone vibrato needs to be fast, narrow, subtle, and fairly constant for most classical applications. Jazz players traditionally tend toward a slower, wider, terminal vibrato.

    The saxophone is a valuable and rewarding double, and opens up many gigs that aren’t available to players of just the “orchestral” woodwinds. Give it serious study on its own terms and with an excellent teacher. Practice well!

  • Woodwind doubling and the “main” instrument

    I identify very much as a woodwind player: as far as I’m concerned, if it’s a woodwind, it’s part of what I do. But when I introduce myself to someone that way, I am frequently asked, “But which one is your main instrument?”

    I am hesitant to give a straightforward response to this. To identify a “main” instrument feels like an admission of failure. I work hard to play all of my instruments at a high enough level to be qualified for whatever gig you were thinking of hiring me for—if I pick just one, are you going to write me off as a possibility for the others?

    photo, Neil Moralee
    photo, Neil Moralee

    Do I genuinely play all of my instruments at the very same ability level? Of course not. It would take some strange kind of balancing act to keep them perfectly equal all the time. I do have a woodwind that I played for a decade before getting serious about any of the others, the one I earned a bachelor’s degree in performance with (my graduate degrees are “multiple woodwinds” degrees). To some extent, that one still is my comfort zone, though that gap is very slowly closing.

    Not all woodwind doublers feel the same way about it, nor should they, necessarily. There are lots of ways to be successful and fulfilled as a woodwind player. But my own goal is to play them all well enough that I could convincingly claim any of them as a “main” instrument. My favorite compliment is when, after hearing me play several instruments, someone still asks which is my main one. Sometimes I receive that compliment, and sometimes I don’t.

  • The future of woodwind instruments

    Here are a few predictions (or wishes) about the woodwind instruments we might be able to buy in the future.

    Personalized ergonomics

    With the amount of worry musicians expend over repetitive motion injuries and other playing-related ailments, it’s truly baffling that instruments are still almost entirely a one-size-fits-all affair.

    For just one example: for generations, saxophonists have applied cork or other stuff to their palm keys to help avoid collapsing the hand to press them. Most of the finest saxophones in the world still offer palm keys in a single height, meant to accommodate child and adult hands, male and female hands, large and small hands. (A couple of exceptions are Keilwerth’s wrench-adjustable left hand palm keys, and Cannonball’s “Stone Series” instruments, which can be purchased or retrofitted with stone touchpieces of varying heights for both left and right palm keys.) And this is only one of the ergonomic issues of saxophones and other woodwinds.

    Imagine buying a production woodwind instrument that had fully adjustable keywork that could be matched to your individual hands. This could be done with interchangeable parts, or with keywork adjustable via screws or other means.

    Related to this is a need to re-examine the possibilities of plateau (“closed”) keys. Most of the modern woodwinds have at least some fingerholes or keys with holes in them, and these cannot be moved to accommodate ergonomics without affecting pitch and tone. But the touchpieces on a saxophone or bass clarinet can largely be located according to convenience, to open or close toneholes somewhere else on the instrument’s body. Our largely unfounded derision of plateau keys on woodwind instruments prevents us from embracing much better ergonomic possibilities.

    New materials

    Far too much credit is given to materials, especially if those materials are costly and pretty, for their contribution to an instrument’s sound. Inventors have created incredible new materials for aerospace, automotive, and electronics applications. Why couldn’t we make woodwind instruments out of amazing new materials that are inexpensive, crack- and dent-resistant, sustainable, lightweight, and beautiful? (Buffet-Crampon’s “Greenline” instruments are an example of high-quality instruments made from synthetic materials.)

    A move to new materials could reduce investment in instrument purchase and maintenance, prevent the heartbreak of a new clarinet or oboe cracking, stop over-harvesting of certain woods, and reduce repetitive-motion injuries.

    And it wouldn’t be the first time woodwind players gave up traditional materials for better ones; there aren’t a lot of players still using boxwood flutes and clarinets.

    Imagine, too, the possibilities of reeds and pads that are long-lasting, stable, and consistent.

    Player-maintainable

    It’s axiomatic among woodwind players that good instrument technicians are getting harder to find. In my rural area, it’s a 2½-hour drive to a city where I can get my high-quality instruments worked on competently, by people doing instrument repair in their homes rather than in music stores or commercial repair shops.

    Many woodwind instruments have at least some adjustment screws or other relatively intuitive ways to keep them adjusted and playing well. Installing pads is still somewhat of a specialist art, but imagine how that could change with improved materials for pads and for toneholes, and with approaches like MusicMedic’s “self-leveling” Neo Pads.

    Imagine instruments that are user-adjustable using common household tools or tools included with the instrument, supplemented with detailed instructional videos. Some routine tasks like pad or bumper replacement could become the player’s responsibility, or something that could be done by a minimally-trained music store employee, school band director, or private teacher.

    Your turn

    Let me know what features and qualities you would like to see in the woodwind instruments of the future!

  • What would go wrong if you played louder?

    My university students are often, at least at first, quite timid about playing loudly. (This is probably a side effect of learning the instrument in a school band program. They learn to play quietly because their section is too loud. Or, they get the hand from a band director who doesn’t have the time or bandwidth to correct tone production issues.)

    When I push them in lessons to play with soloist-level dynamic range, they often give me a weak mezzo forte instead of the fortissimo I’m looking for. The more I ask for volume, the more they dig in at an unimpressive medium-ish.

    At this point I usually ask what they think would go wrong if they played louder. The consensus seems to be that it would sound “bad,” in ways that they generally can’t quite pin down.

    So I give them permission to play so loud that something goes wrong. Then they usually find some volume they have been holding in reserve, but still fall short of what they are capable of. I usually have to insist more and more firmly that they play louder and louder to show me what will go wrong.

    And, virtually all the time, nothing goes wrong. They find some more available volume, and probably a fuller tone to go with it. If I’m lucky, they learn the lesson and feel less timid about volume in the future.

    The issue does often come back when we encounter something new, unfamiliar, or stressful, like a complicated ornament or a note outside their comfortable range. In those cases, I have to remind them to go ahead and put air into the instrument, and to allow whatever bad thing they are dreading to go ahead and happen. If it does (and it usually doesn’t), we can hear it and troubleshoot it. But sabotaging themselves by choking off the air just guarantees failure.

    Use your air confidently and powerfully. You might discover that what you have been worrying about isn’t a problem at all.

2 Comments

  1. In Arthur Weisberg’s book “the art of wind playing” he spends extensive time talking about the relationship between air support, embouchure, pitch, and dynamics. This book is really an excellent read for all wind players, not just bassoonists (Arthur Whitesburg was a bassoonist).

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