Making sense of third-octave flute fingerings

I recall as a beginning flutist (coming from background in saxophone) finding the third-octave fingerings to be a confusing, illogical jumble, but they do actually make some sense. There is an incorrect explanation for these fingerings that I hear every so often, and have seen published on a couple of flute-related blogs recently. It goes something like this: the flute’s third-octave fingerings are some kind of combination of two different first/second-octave fingerings. For example:

ta4 + te5 = te6 ?
1424179983 1424179997 1424180007

Or…

tbf4 + tf5 = tf6 ?
1424180013 1424180018 1424180777

If I squint my eyes just right I can sort of see how this almost makes sense fingerings-wise and overtones-wise, but ultimately this system is unnecessarily confusing and also doesn’t reflect acoustical realities.

Here’s a better way to look at third-octave flute fingerings: they are the same as the first/second octave fingerings, with a vent opened. This is very similar to how upper registers are achieved on the reed instruments: by adding an octave or register key or releasing a whisper key to open a vent. Since the flute doesn’t have dedicated vent holes, toneholes are used.

For some of the third octave notes, additional keys must be added or subtracted to improve pitch, tone, or response; again this is analogous to the systems used for the reed instruments. But here are the simplest examples of opening single vents for the third octave:

te5  open vent te6
1424179997 1424183194 1424180007
tf5 open vent tf6
1424180018 1424183208 1424180777
tfs5 open vent tfs6
1424184167 1424183218 1424184173
tg5 open vent tg6
1424184151 1424183227 1424184158

It is probably worth pointing out that having any “system” for remembering fingerings is just a crutch; for a performing musician, the only practical “system” is to thoroughly habituate them to the point that no conscious thought is required. Practice carefully and be on the alert for dubious pedagogy.

Make your own handsome woodwind fingering diagrams with the Fingering Diagram Builder

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    • I’m thrilled to see a major cane reed manufacturer like D’Addario take on this challenge. My hunch is that other major reed makers are either close at their heels or betting on musicians’ provincial thinking about modern materials. Let’s hope it’s the former.
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    Zealous loyalty to “traditional” materials isn’t a virtue. (If you’re a woodwind player like me, there’s a good chance your equipment already includes materials that are “new” since the instrument’s invention anyway.) Keep an open mind!

  • Understanding woodwind key nomenclature systems

    bamboo flutes
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    Woodwind Doubler Census results, part 3: education and training

    More results from the Great Woodwind Doubler Census of 2011. Enjoy!

    Education and training

    Q: Which of these have been part of your education on woodwind instruments?

    Out of 187 total respondents, every one answered this question. The complete wording of the possible responses was as follows:

    • school band/orchestra program (high school or younger)
    • private lessons outside of school
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    • university/conservatory bachelors degree with single-instrument or other music concentration
    • university/conservatory masters degree with concentration(s) in multiple woodwinds
    • university/conservatory masters degree with single-instrument or other music concentration
    • university/conservatory doctoral degree with concentration(s) in multiple woodwinds
    • university/conservatory doctoral degree with single-instrument or other music concentration
    • other university/conservatory music degree or certification
    • self-taught on one or more instruments

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  • Clarinet glissando

    There are few more coveted clarinet techniques than the smooth glissando, as heard in the famous opening to Rhapsody in Blue. But the technique isn’t intuitive, and lots of questions persist about how to do it.

    (Incidentally: the Rhapsody in Blue score doesn’t call for a smooth portamento-type effect, but a scale with discrete notes. But the portamento became tradition early in the piece’s life and is now more or less required.)

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    One key thing to understand is that finger movement is the smallest part of the clarinet glissando. It’s not possible (or at least I’ve never seen it done) to achieve the full effect by simply uncovering toneholes gradually. The real work here is done with voicing.

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    clarinet glissando notation from Rhapsody in Blue

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    Notice that with the toneholes just slightly vented, the note becomes much less stable—or more bendable. Play around with the pitch to get the feel of it.

    Now play the lowest note of the glissando (I’m using C here for simplicity). Move the fingers a little off their toneholes (all of them, except the left thumb, which stays in position for high C) while simultaneously bending the pitch down hard with voicing. (Remember to keep breath support strong.) While gradually moving the fingers farther off the toneholes, bend gradually upward with voicing. As the fingers finally completely clear the toneholes, the voicing arrives at its standard high position, and the pitch settles in on high C.

    It takes practice to get the fingers and voicing coordinated, and to gain enough control to shape the bend just how you want it.

    To execute the Rhapsody in Blue opening, play a scale in the lower register, then switch as seamlessly as possible to a glissando just above the register break. Some players play the scale portion as written, but some attempt to make it sound more glissando-like by turning it into a chromatic scale. Sometimes they also start the scale on chalumeau F-sharp rather than the written G.

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    Mastering the technique of the glissando, like mastering any technique, is only the first step. The next and perhaps more important step is to learn to do it with good musical taste.

    When performing a glissando, carefully consider the shape of the pitch bend. How long is the bend overall? Should the pitch move in a straight line from one pitch to another? (Unlikely.) Should it have more of a curve, staying low at first and then rising at an increasing rate? Should there be a moment at the beginning or end at which the pitch remains stable, or is it constantly in motion?

    These are fine distinctions, but important to the character of the glissando. Careful, detailed listening is crucial to the process—be sure to check out as many good recordings as you can, and note the differences in approach. If your intention is for the glissando to sound jazz-like, make sure you are listening to jazz players who use that effect, not just classical players who may or may not have done their homework.

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    The clarinet, unlike any of the other major modern wind instruments, uses a very high voicing for general playing. This leaves room to lower the voicing considerably for this special glissando effect. Flutes and double reeds (and brass instruments) use a very low voicing, which theoretically can be raised, but a raised voicing on a low-voicing instrument doesn’t cover as much territory pitch-wise; in other words, it’s harder to raise the pitch with voicing than it is to lower it. The saxophones, with an in-between voicing, have some flexibility here, but also have to contend with large keys on large toneholes, which are not as precise for hole-uncovering as fingertips on small clarinet toneholes. (The keys situation also explains why the larger clarinets aren’t nearly as agile with glissandos, even though those instruments are properly played with a high voicing.) In short, the technique lends itself particularly to the high clarinets, and may be much more difficult on other woodwinds.

    Practice smart!

  • Be suspicious of instrument bling

    If you are considering buying the newest, hottest instrument, accessory, gadget, etc., it’s worth asking yourself a few questions:

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    • How likely is it that the most visually-attractive materials also happen to have the ideal acoustical qualities? Is there really a good reason to believe that this particular material sounds better than other materials that happen to be less pretty and less expensive? Is there some reason to believe this couldn’t be made from practical and low-cost materials like steel or aluminum or oak or birch, or any of the incredible and endlessly varied synthetic materials?
    • Does the item come in a variety of materials at a variety of price points, with the most expensive materials being pushed as the best-sounding?
    • Does the marketing pitch sound like it might really be describing how the material looks, rather than sounds? “The brilliance of silver,” “the smooth dark sound of grenadilla,” “the rich sound of our proprietary gold alloy,” “the complex character of our highly-figured maple.”

    You should use the instruments that work best for you. If precious metals and fragrant exotic woods make you happy and you can afford them, then you should have them. But be careful not to get caught up in a sales pitch that is more about bling than about real benefits.

  • “More air”

    When I use the term “breath support,” students and colleagues often echo back something like “oh, right, more air.” But is breath support the same thing as “more air?”

    Measuring quantities of air isn’t completely straightforward—when we say “more air,” we might rightfully wonder whether that means a greater volume filled with air, or a greater number of air molecules, or whether we’re really thinking of something like airflow or air velocity.

    For my purposes in teaching, I find a few different measures to be relevant:

    First, you must set up breath support with a good inhalation, and I think it’s generally helpful to inhale a large volume of air into the lungs.

    Then, you must pressurize the air by engaging the torso muscles, constricting the space in which the air is contained. (The diaphragm’s relaxation alone does create pressure, but not enough for good woodwind playing.)

    The increased pressure makes the air escape your embouchure at a higher velocity. You can adjust the size of your embouchure, allowing more or less air to pass through, which is the basic mechanism woodwind players use to change (sound) volume (or “dynamics”).

    I’m most directly concerned with air pressure when I talk about breath support, and in some ways in which that does translate to “more” air. But since “more” can be measured in multiple ways, I like to use a more exact term like “breath support.” That also has the concreteness of referring to something that the player actively does, rather than focusing the imagery on air, which is invisible.

    Be precise in your pedagogical vocabulary, and consistent in your breath support.

6 Comments

  1. Good explanation. I talk about vents as well because I work overtone exercises along with teaching the fingerings, even with young students. BTW-checking the box proves nothing of a kind.

  2. That is the same idea with clarinet. People get confused about that high register. It is all about overtones and different venting to get the harmonic to speak in tune.

  3. All great. What are shown are actually 4th partials (fundamentals an octave lower than shown). Starting with high Ab, we have two vents for every note. A is a 5th partial of low F with 1 and 4 vented (although it has no acoustical basis, it’s easier for students to remember it’s like low A and trade 1st fingers); Bb is a 4th partial with 1 and 1st trill key vents; B is a 5th partial of low G, venting 2 and 2nd trill key; C is a 6th partial of low F, venting with thumb and G#. No pinky, of course, on top three.

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